CREDITS 2 (LV) 3 (ECTS) - 30 Contact Hours
Banking and securities law course examines banking and securities law by analysing banking and securities regulation. The course consists of introduction and two main modules. Introduction will cover the structure of financial system and accordingly the role of banking sector and securities in the financial system. The module, which concerns banking law, will cover issues related to establishing of bank, reorganisation, winding up and insolvency, management rules, supervision and competent authorities, services rendered to the customers, as well specific civil law instruments that are applicable to banking. The module concerning securities regulation will cover the concept and types of securities, possible emissions, as well applicable securities trading rules and restrictions related to securities trading.
- Teacher: Maija Āboliņa